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Investor News
- Stocks to Watch: Stocks in focus Monday: Humana, NRG, VeriSign July 31, 2010
- What Would Roosevelt Do? (at New York Times) July 31, 2010
- Bill Donoghue: Proactive Fund Investor celebrates five-year win July 31, 2010
- NewsWatch: U.S. stock market to continue balancing act July 31, 2010
- Auto Review: 2011 Mercedes Benz E550 Cabriolet: Handles it all July 31, 2010
- Second House Democrat may face ethics trial July 31, 2010
- Jim Cramer s Best Blogs (at TheStreet.com) July 31, 2010
- NewsWatch: Stocks cheer a benign July; gold, dollar suffer July 31, 2010
Government Relations
The following documents are a partial archive of comment letters writen to the NASD (now FINRA), the Securities and Exchange Commission (SEC), the Federal Trade Commission (FTC) and members of Congress. These were actions and communications intitiated by Thomas S. O’Keefe under NAIP as a non-profit. These are published for the publics benefit.
Listing of documents:
April 12 1998 Formal Testimony (.doc)
July 30 1998 Testimony to Sen Bank on arbitration (.doc)
Request for Rulemaking Concerning the Central Registeration Depositary Disclosure Regime of the National Association of Securities Dealers, Inc. (PDF)
NAIP Letter to SEC on 12b1fees (PDF)
2001 July 1 letter on Sarbanes Law (.doc)